Legislature(2009 - 2010)CAPITOL 120

01/28/2009 01:00 PM House JUDICIARY


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Audio Topic
01:08:41 PM Start
01:12:34 PM Overview(s): Questioning of the Attorney General Regarding Legislative Subpoenas
03:01:07 PM Adjourn
* first hearing in first committee of referral
+ teleconferenced
= bill was previously heard/scheduled
+ Overview: Dept. of Law by Attorney TELECONFERENCED
General Talis Colberg, including
discussions on the legal standing of
legislative subpoenas
                    ALASKA STATE LEGISLATURE                                                                                  
               HOUSE JUDICIARY STANDING COMMITTEE                                                                             
                        January 28, 2009                                                                                        
                           1:08 p.m.                                                                                            
                                                                                                                                
MEMBERS PRESENT                                                                                                               
                                                                                                                                
Representative Jay Ramras, Chair                                                                                                
Representative Nancy Dahlstrom, Vice Chair                                                                                      
Representative John Coghill                                                                                                     
Representative Carl Gatto                                                                                                       
Representative Bob Lynn                                                                                                         
Representative Max Gruenberg                                                                                                    
Representative Lindsey Holmes                                                                                                   
                                                                                                                                
MEMBERS ABSENT                                                                                                                
                                                                                                                                
All members present                                                                                                             
                                                                                                                                
OTHER LEGISLATORS PRESENT                                                                                                     
                                                                                                                                
Representative Kurt Olson                                                                                                       
                                                                                                                                
COMMITTEE CALENDAR                                                                                                            
                                                                                                                                
OVERVIEW(S):  QUESTIONING OF THE ATTORNEY GENERAL REGARDING                                                                     
LEGISLATIVE SUBPOENAS                                                                                                           
                                                                                                                                
     - HEARD                                                                                                                    
                                                                                                                                
PREVIOUS COMMITTEE ACTION                                                                                                     
                                                                                                                                
No previous action to record                                                                                                    
                                                                                                                                
WITNESS REGISTER                                                                                                              
                                                                                                                                
TALIS COLBERG, Attorney General                                                                                                 
Department of Law (DOL)                                                                                                         
Juneau, Alaska                                                                                                                  
POSITION   STATEMENT:      Responded   to   questions   regarding                                                             
legislative subpoenas.                                                                                                          
                                                                                                                                
MARGARET PATON-WALSH, Assistant Attorney General                                                                                
Labor and State Affairs Section                                                                                                 
Civil Division (Anchorage)                                                                                                      
Department of Law (DOL)                                                                                                         
Anchorage, Alaska                                                                                                               
POSITION   STATEMENT:      Responded   to   questions   regarding                                                             
legislative subpoenas.                                                                                                          
                                                                                                                                
ACTION NARRATIVE                                                                                                              
                                                                                                                                
1:08:41 PM                                                                                                                    
                                                                                                                                
CHAIR JAY  RAMRAS called the  House Judiciary  Standing Committee                                                             
meeting to  order at  1:08 p.m.   Representatives  Ramras, Gatto,                                                               
Lynn, Gruenberg, Holmes,  and Dahlstrom were present  at the call                                                               
to order.   Representative Coghill arrived as the  meeting was in                                                               
progress.  Representative Olson was also in attendance.                                                                         
                                                                                                                                
^OVERVIEW(S):   QUESTIONING  OF  THE  ATTORNEY GENERAL  REGARDING                                                             
LEGISLATIVE SUBPOENAS                                                                                                         
                                                                                                                                
1:12:34 PM                                                                                                                    
                                                                                                                                
CHAIR RAMRAS  indicated that as  the only order of  business, the                                                               
committee would be seeking information  from the attorney general                                                               
regarding the legislative subpoenas that were issued last year.                                                                 
                                                                                                                                
1:17:03 PM                                                                                                                    
                                                                                                                                
TALIS  COLBERG, Attorney  General,  Department of  Law (DOL),  in                                                               
response to  comments, said  that although  [the DOL]  feels that                                                               
legislative subpoenas,  when properly issued, do  have force, the                                                               
DOL  was  asserting  what  it believed  to  be  legitimate  legal                                                               
questions about  the particular subpoenas  that were  issued, not                                                               
questions about  the legislature's right to  investigate or issue                                                               
subpoenas.     The   seven   employees'   appeal  was   distinct,                                                               
challenging the  validity of the subpoenas  they received, rather                                                               
than the general authority of  the legislature.  During the court                                                               
proceedings,  however,  another  lawsuit   was  filed  by  a  few                                                               
legislators and  was joined with  the DOL's lawsuit, but  the DOL                                                               
never  took the  position asserted  by those  few legislators  in                                                               
their lawsuit.  The DOL,  he assured the committee, never ordered                                                               
or directed people not to  obey the subpoenas, but instead simply                                                               
presented them with legal options.                                                                                              
                                                                                                                                
ATTORNEY GENERAL  COLBERG opined  that what the  DOL did  was not                                                               
extraordinary,  unusual, or  unprecedented,  either  in terms  of                                                               
court  proceedings  or  legislative  subpoenas.   On  the  latter                                                               
point, he  noted that at  one time, then Senator  Jalmar Kerttula                                                               
challenged the  validity of a legislative  subpoena and, although                                                               
the  Alaska  Superior  Court upheld  that  subpoena,  the  Alaska                                                               
Supreme  Court  ultimately   quashed  it.    In   this  case,  he                                                               
reiterated,  the  DOL  was   not  challenging  the  legislature's                                                               
authority to  conduct investigations  or to issue  subpoenas, but                                                               
was  instead  challenging  how the  subpoenas  in  question  were                                                               
issued.                                                                                                                         
                                                                                                                                
REPRESENTATIVE HOLMES  offered her understanding that  the Senate                                                               
Judiciary Standing  Committee authorized  a number  of subpoenas,                                                               
half of  which were served  shortly thereafter though only  a few                                                               
were complied with; that the  remaining subpoenas were not served                                                               
because   an   agreement   between  the   legislature   and   the                                                               
administration was  reached regarding the conditions  under which                                                               
the  subjects  of  those  subpoenas  would  cooperate  without  a                                                               
subpoena; that when that agreement  "broke down," those remaining                                                               
subpoenas  were   issued;  and   that  although  a   lawsuit  was                                                               
subsequently brought,  it was not  brought until after  the dates                                                               
listed on most of the  subpoenas, particularly the first group of                                                               
subpoenas.     She   indicated  that   she  is   questioning  the                                                               
correctness of the behavior of  the subpoena recipients to simply                                                               
ignore the  subpoena date  and wait several  days to  see whether                                                               
the  court concurred  that  they weren't  required  to honor  the                                                               
subpoenas.                                                                                                                      
                                                                                                                                
1:23:37 PM                                                                                                                    
                                                                                                                                
ATTORNEY GENERAL COLBERG  clarified that none of  the people that                                                               
the  DOL actually  represented were  scheduled to  appear [before                                                               
the  Senate Judiciary  Standing Committee]  before the  DOL filed                                                               
its court  action on  their behalf,  but acknowledged  that those                                                               
people  who had  retained [outside]  counsel may  have been.   He                                                               
went on  to explain  that when the  concept of  issuing subpoenas                                                               
was first  brought up, there  was reference to  possible criminal                                                               
proceedings, and this reference alarmed  his staff with regard to                                                               
what  the subpoenas  might be  issued for;  this in  turn brought                                                               
about  what he  characterized  as a  nonbinding  agreement.   The                                                               
subpoenas were  challenged within two  days of when the  last one                                                               
was issued,  before any  of the people  the DOL  represented were                                                               
scheduled to appear.                                                                                                            
                                                                                                                                
ATTORNEY GENERAL  COLBERG pointed  out that  after the  ruling by                                                               
the  Alaska Superior  Court, all  seven of  the people  that were                                                               
represented by the  DOL agreed to appear  and provide statements,                                                               
and did so before the conclusion of the investigation.                                                                          
                                                                                                                                
CHAIR  RAMRAS,  after  asking Attorney  General  Colberg  who  he                                                               
worked  for,  remarked that  it  didn't  feel  to him  as  though                                                               
Attorney General Colberg was working for Alaskans.                                                                              
                                                                                                                                
ATTORNEY  GENERAL  COLBERG  replied  that he  works  for  several                                                               
people at  the same time -  the people, the state  of Alaska, the                                                               
Alaska State Constitution, the  departments, the State employees,                                                               
and the  governor - but  that he'd  advised the governor  to seek                                                               
outside  legal counsel  and so  didn't represent  her during  the                                                               
aforementioned proceedings.                                                                                                     
                                                                                                                                
CHAIR  RAMRAS opined  that  at  the time,  it  was quite  unclear                                                               
whether Attorney  General Colberg  was representing  the citizens                                                               
of  Alaska, or  the executive  branch, or  "the candidacy  of the                                                               
Republican party,"  or fourteen people,  or seven people,  or the                                                               
four  people  whom  Mr.  Barnhill said  would  come  before  [the                                                               
legislature] but  whom three days later  Attorney General Colberg                                                               
said wouldn't.                                                                                                                  
                                                                                                                                
ATTORNEY GENERAL COLBERG indicated  that the DOL was representing                                                               
the seven State of Alaska employees who'd been issued subpoenas.                                                                
                                                                                                                                
1:32:46 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE HOLMES  relayed that she, too,  was confused about                                                               
who was being represented by the  DOL.  She asked whether the DOL                                                               
specifically advised  its clients not  to testify.   She referred                                                               
to  a letter  written  by Michael  Barnhill,  a senior  assistant                                                               
attorney general with the DOL,  dated September 9, 2008, which in                                                               
part read [original punctuation provided]:                                                                                      
                                                                                                                                
     The  purpose of  this  letter is  twofold:   First,  to                                                                    
     explain  why  the  Department of  Law  decided  not  to                                                                    
     proceed  with  the  depositions of  the  Department  of                                                                    
     Administration employees last week ....                                                                                    
                                                                                                                                
REPRESENTATIVE HOLMES  pointed out  that Mr. Barnhill  didn't use                                                               
the phrase,  "why my  clients decided not  to participate."   She                                                               
said that she is troubled by that phrasing in the letter.                                                                       
                                                                                                                                
ATTORNEY  GENERAL COLBERG,  in response  to  a question,  relayed                                                               
that  ultimately  the decision  of  whether  to comply  with  the                                                               
subpoenas was  made by the individual  employees themselves; that                                                               
although he didn't recall the  aforementioned letter, perhaps Mr.                                                               
Barnhill  had  simply  characterized  the decision  made  by  the                                                               
employees as a departmental position; and  that no one at the DOL                                                               
was following direction  by the national Republican  Party or its                                                               
campaign.   He  reiterated  that the  clients  were simply  given                                                               
options.                                                                                                                        
                                                                                                                                
CHAIR RAMRAS,  in response  to comments and  a question,  said he                                                               
and other legislators felt that  the attorney general had advised                                                               
his  clients  to ignore  the  subpoenas,  and characterized  such                                                               
advice  as   doing  systemic   damage  to   the  rights   of  the                                                               
legislature.                                                                                                                    
                                                                                                                                
1:40:25 PM                                                                                                                    
                                                                                                                                
ATTORNEY GENERAL  COLBERG said that  the DOL did not  tell anyone                                                               
to ignore  a subpoena;  instead the DOL  merely made  its clients                                                               
aware of their constitutional rights and options.                                                                               
                                                                                                                                
CHAIR RAMRAS  - referring to  a letter dated September  16, 2008,                                                               
written by  Attorney General  Colberg to  Senator French  - asked                                                               
whether "all  four of these people"  decided at the same  time to                                                               
ignore  the subpoenas,  and, if  not, why  weren't four  separate                                                               
letters generated.   Why did these four clients appear  to act as                                                               
a group rather  than as individuals?  Chair  Ramras then referred                                                               
to  an e-mail  written by  Mr. Barnhill  to Senator  French dated                                                               
September  13, 2008,  and noted  that it  said in  part [original                                                               
punctuation provided]:                                                                                                          
                                                                                                                                
     Each  of these  four  individuals  have confirmed  that                                                                    
     they  wish to  proceed  with  their deposition  without                                                                    
     service of  a subpoena, and  that they have  elected to                                                                    
     have representation from Law  at their deposition.  Law                                                                    
     will provide that representation.                                                                                          
                                                                                                                                
     Their availability is as follows:                                                                                          
                                                                                                                                
CHAIR  RAMRAS  pointed   out  that  three  days   later,  in  the                                                               
aforementioned letter  written to Senator French  dated September                                                               
16, 2008, Attorney General Colberg  said in part, "Your committee                                                               
has subpoenaed  certain employees  of the executive  branch ...."                                                               
He then read AS 24.25.010(b):                                                                                                   
                                                                                                                                
          (b) A subpoena requiring the attendance of a                                                                          
     witness before  a standing or special  committee of the                                                                    
     legislature  may  be  issued   by  the  chairman  of  a                                                                    
     committee when  authorized to  do so  by a  majority of                                                                    
     the   membership  of   the  committee   and  with   the                                                                    
     concurrence of  the president or  the speaker,  or with                                                                    
     the concurrence of the house or the senate.                                                                                
                                                                                                                                
CHAIR  RAMRAS noted  that a  majority  of the  membership of  the                                                               
Senate   Judiciary  Standing   Committee  voted   to  issue   the                                                               
subpoenas, that  that order was  signed by the  Senate President,                                                               
and   that  the   subpoenas  were   issued.     He  offered   his                                                               
understanding that  it was after the  aforementioned had occurred                                                               
that  those who  were issued  the subpoenas  were advised  not to                                                               
comply.                                                                                                                         
                                                                                                                                
ATTORNEY GENERAL  COLBERG again reiterated  that the DOL  did not                                                               
specifically advise its  clients not to comply,  adding that only                                                               
one [position] letter was issued  because all of the clients took                                                               
the same position.  He offered  his belief that the lawsuit filed                                                               
by  the  DOL outlines  the  five  reasons why  the  legislature's                                                               
subpoenas were thought to be infirm and therefore challenged.                                                                   
                                                                                                                                
1:44:22 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE  GRUENBERG asked  whether the  subpoenas had  been                                                               
issued as of September 16, 2008.                                                                                                
                                                                                                                                
ATTORNEY GENERAL COLBERG  said yes.  In response  to comments, he                                                               
clarified that  the subpoenas  were issued by  that date  but had                                                               
not yet been served.                                                                                                            
                                                                                                                                
REPRESENTATIVE  GRUENBERG  acknowledged  that subpoenas  are  not                                                               
effective until  they are served.   He  then pointed out  that in                                                               
the aforementioned  September 16, 2008, letter,  Attorney General                                                               
Colberg said in part [original punctuation provided]:                                                                           
                                                                                                                                
     As state employees,  our clients have taken  an oath to                                                                    
     uphold  the Alaska  Constitution  and  for that  reason                                                                    
     they respect  the legislature's desire to  carry out an                                                                    
     investigation  in  support  of its  law-making  powers.                                                                    
     However, our  clients are also loyal  employees subject                                                                    
     to  the supervision  of the  Governor.   Your  subpoena                                                                    
     places  them  in  the difficult  position  of  choosing                                                                    
     either to support the  Governor's decision to cooperate                                                                    
     only  with  the  Personnel Board  investigation  or  to                                                                    
     voluntarily  comply with  the subpoenas  issued by  the                                                                    
     committee.                                                                                                                 
                                                                                                                                
REPRESENTATIVE GRUENBERG  opined that when issued  a subpoena, as                                                               
a matter  of law, a  state employee only has  a duty to  obey the                                                               
law and  comply with the  subpoena regardless of  his/her loyalty                                                               
to the governor.                                                                                                                
                                                                                                                                
ATTORNEY GENERAL  COLBERG concurred.   In response  to questions,                                                               
he  offered his  belief  that  state employees  have  a right  to                                                               
assert executive privilege.                                                                                                     
                                                                                                                                
REPRESENTATIVE GRUENBERG  asked Attorney General Colberg  at what                                                               
point  was  he  going  to  decide  whether  to  assert  executive                                                               
privilege.                                                                                                                      
                                                                                                                                
ATTORNEY GENERAL COLBERG indicated  that that decision would have                                                               
been made by whichever attorney  accompanied the DOL's clients to                                                               
their hearings.                                                                                                                 
                                                                                                                                
REPRESENTATIVE  GRUENBERG expressed  concern about  the potential                                                               
conflict  between  the   legislature's  constitutional  right  to                                                               
investigate and  conduct legislative activity, and  the executive                                                               
branch's right to  conduct its activity in the  form of executive                                                               
privilege.                                                                                                                      
                                                                                                                                
ATTORNEY  GENERAL  COLBERG,  in  response to  a  question,  again                                                               
reiterated  that  the  DOL  never  made  the  argument  that  the                                                               
legislature  didn't have  the authority  to investigate,  but was                                                               
instead  making  the  argument   that  the  subpoenas  themselves                                                               
weren't  properly issued.   In  response to  other questions,  he                                                               
opined that  the Alaska Superior  Court was reluctant  to address                                                               
that issue,  and offered his belief  that there is room  for more                                                               
clearly  defined  rules   regarding  legislative  investigations,                                                               
particularly   given   that   legislators,   in   conducting   an                                                               
investigation, are  not bound by the  same rules that a  court of                                                               
law would be.                                                                                                                   
                                                                                                                                
REPRESENTATIVE  GRUENBERG  asked   Attorney  General  Colberg  to                                                               
address  that point  in writing,  adding that  he is  questioning                                                               
whether perhaps  there should be  something set out  in [statute]                                                               
on that issue.                                                                                                                  
                                                                                                                                
ATTORNEY GENERAL COLBERG agreed to do so.                                                                                       
                                                                                                                                
1:56:32 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE  GRUENBERG referred  to  the last  paragraph of  a                                                               
letter  written  by Attorney  General  Colberg  to Senator  Elton                                                               
dated  September  25,  2008,   that  read  [original  punctuation                                                               
provided]:   "Finally, as  you noted  in your  letter, I  did not                                                               
respond  to   your  questions  concerning  specific   advice  and                                                               
conversations.  As  I hope you can appreciate,  my obligations to                                                               
my  clients   prevent  me  from  disclosing   such  information."                                                               
Representative  Gruenberg  offered  his  understanding  that  the                                                               
attorney-client  privilege  set  out  in   the  Alaska  Rules  of                                                               
Evidence  has not  been applied,  per  se, during  the course  of                                                               
legislative hearings.   He asked what such  evidence rules should                                                               
be with regard  to legislative hearings, and  whether they should                                                               
mirror the court rules.                                                                                                         
                                                                                                                                
ATTORNEY  GENERAL  COLBERG   asserted  that  the  attorney-client                                                               
privilege applies during legislative proceedings.                                                                               
                                                                                                                                
REPRESENTATIVE  GRUENBERG questioned,  then,  whether such  rules                                                               
should be set out in statute or elsewhere in writing.                                                                           
                                                                                                                                
ATTORNEY  GENERAL  COLBERG opined  that  such  rules are  already                                                               
clear enough.                                                                                                                   
                                                                                                                                
REPRESENTATIVE GRUENBERG disagreed, noting,  for example, that it                                                               
was not  clear who Attorney  General Colberg was  representing or                                                               
whether  he  could,  consistent   with  the  cannons  of  ethics,                                                               
represent clients with  conflicting points of view,  as seemed to                                                               
be  the  case.    Furthermore,  he  opined,  the  attorney-client                                                               
privilege can not be asserted  in situations with such a conflict                                                               
and it's only asserted in a confidential setting.                                                                               
                                                                                                                                
ATTORNEY GENERAL  COLBERG opined  that regardless of  who someone                                                               
is being  represented by, he/she  is still entitled  to attorney-                                                               
client privilege.                                                                                                               
                                                                                                                                
REPRESENTATIVE GRUENBERG suggested that  such rules should be set                                                               
up,  defining   in  some  detail,   for  example,   exactly  what                                                               
constitutes conflicts  of interest within the  attorney general's                                                               
office, how  they are determined,  who determines them,  and what                                                               
the rights  of appeal are.   He added, "I think  you were walking                                                               
right up to the edge of the envelope in this one, maybe over."                                                                  
                                                                                                                                
2:01:44 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE COGHILL  said he is  interested in having  a clear                                                               
process  for situations  in which  the  legislature is  requiring                                                               
information  from  the  executive  branch, and  opined  that  any                                                               
barrier to  the legislature is  unacceptable when  it's requiring                                                               
information well within  its authority to obtain.   He questioned                                                               
whether the  people who were  issued subpoenas  actually received                                                               
them.                                                                                                                           
                                                                                                                                
ATTORNEY GENERAL COLBERG said they did.                                                                                         
                                                                                                                                
REPRESENTATIVE  COGHILL  surmised  that  the  legislature  hadn't                                                               
followed the process set out in AS 24.25.030, which read:                                                                       
                                                                                                                                
     Sec.  24.25.030.   Disobeying subpoena  or refusing  to                                                                    
     testify.                                                                                                                   
     If a  witness neglects or  refuses to obey  a subpoena,                                                                    
     or neglects  or refuses to  testify or to  produce upon                                                                    
     reasonable  notice  any   material  and  proper  books,                                                                    
     papers,  or documents  in the  possession or  under the                                                                    
     control  of  the  witness,  the   senate  or  house  of                                                                    
     representatives  may  by   resolution  entered  on  its                                                                    
     journal commit  the witness for contempt.   If contempt                                                                    
     is committed  before a  committee, the  committee shall                                                                    
     report  the   contempt  to  the  senate   or  house  of                                                                    
     representatives, as  the case may  be, for  such action                                                                    
     as may be considered necessary.                                                                                            
                                                                                                                                
REPRESENTATIVE  COGHILL  offered   his  understanding  that  that                                                               
statute  anticipates  that the  legislature  will  be in  session                                                               
whenever  it issues  a subpoena,  in that  if someone  refuses to                                                               
respond  to a  subpoena, the  legislature can  pass a  resolution                                                               
[committing  the person  to  contempt].   In  the situation  that                                                               
arose last year, the legislature  was issuing subpoenas requiring                                                               
two committees  to act in  concert - Legislative Council  and the                                                               
Senate Judiciary  Standing Committee  - and perhaps  this created                                                               
some confusion  with regard to the  nature of the subpoenas.   He                                                               
questioned  whether  the  legislature should  change  statute  to                                                               
clarify  the  process  that  should   be  undertaken  during  the                                                               
legislative  interim,  when  passage of  a  resolution  regarding                                                               
contempt is [unlikely] to occur in a timely manner.                                                                             
                                                                                                                                
ATTORNEY  GENERAL COLBERG  explained that  the refusal  to comply                                                               
was made  in tandem  with the assertion  that the  subpoenas were                                                               
not properly  issued because the  legislature was not  in session                                                               
at  the  time.    In  response to  a  question,  he  offered  his                                                               
understanding  that after  "the seven  people" agreed  to comply,                                                               
they sent statements instead of  depositions, and that in general                                                               
Mr. Branchflower was conducting his depositions in private.                                                                     
                                                                                                                                
REPRESENTATIVE  COGHILL  said  he  is  questioning  whether  such                                                               
[interviews] should be conducted in a public forum.                                                                             
                                                                                                                                
2:07:06 PM                                                                                                                    
                                                                                                                                
CHAIR RAMRAS clarified that the  recipients of the subpoenas were                                                               
instructed  to come  before the  full  Senate Judiciary  Standing                                                               
Committee but were  given the option of being  deposed in private                                                               
- with or without counsel as  they saw fit.  Furthermore, in some                                                               
cases,  in order  to expedite  matters, a  written statement  was                                                               
accepted in  lieu of  deposition.   He offered  his understanding                                                               
that  because  the  legislature  was not  in  session  [when  the                                                               
subpoena recipients  refused to  comply, the legislature  was not                                                               
able to have law enforcement compel the recipients to appear.                                                                   
                                                                                                                                
CHAIR RAMRAS said he is  still dissatisfied with Attorney General                                                               
Colberg's response  to the question  of who he  was representing.                                                               
Chair Ramras  questioned why the  attorney general and  his staff                                                               
didn't erect [firewalls], adding, "You  got the governor, you got                                                               
the people of  Alaska, you have the legislative  branch, you have                                                               
these seven people  or the four people or the  eleven people, and                                                               
I thought it was just sloppy."                                                                                                  
                                                                                                                                
2:11:11 PM                                                                                                                    
                                                                                                                                
ATTORNEY GENERAL COLBERG replied that  the DOL never attempted to                                                               
represent the  legislature in this  matter, and had  provided the                                                               
governor with independent counsel - "we did not represent her."                                                                 
                                                                                                                                
CHAIR  RAMRAS argued  that initially  the DOL  did represent  the                                                               
governor.                                                                                                                       
                                                                                                                                
ATTORNEY GENERAL  COLBERG acknowledged that point,  but indicated                                                               
that outside counsel was sought  for the governor fairly early on                                                               
- "within a couple  [of] weeks of when this got  going."  The DOL                                                               
then represented  the State  employees who  were being  sought as                                                               
witnesses in the investigation.                                                                                                 
                                                                                                                                
CHAIR RAMRAS asked  Attorney General Colberg why  he believes the                                                               
subpoenas weren't properly issued.                                                                                              
                                                                                                                                
ATTORNEY GENERAL COLBERG said:                                                                                                  
                                                                                                                                
     We  believe  that  the legislature  did  not  expressly                                                                    
     authorize the  Legislative Council, Senator  French, or                                                                    
     the   Senate   Judiciary   Committee  to   conduct   an                                                                    
     investigation  during the  interim between  legislative                                                                    
     sessions.  We believe  that the Legislative Council did                                                                    
     not authorize the Senate Judiciary  Committee to play a                                                                    
     role in  the investigation  that ...  [Mr. Branchflower                                                                    
     was]  conducting.    We  believe   ...  [that]  if  the                                                                    
     Legislative  Council granted  any implied  authority to                                                                    
     the Senate  Judiciary Committee to  assume jurisdiction                                                                    
     over  the  investigation   that  Mr.  Branchflower  was                                                                    
     conducting,   that   grant   constituted   an   invalid                                                                    
     delegation of  legislative power,  in violation  of the                                                                    
     Uniform Rules of the legislature.                                                                                          
                                                                                                                                
     (Indisc.) believe  that the  subjects described  in the                                                                    
     subpoenas were  outside the jurisdiction of  the Senate                                                                    
     Judiciary  Committee,  and  that the  Senate  Judiciary                                                                    
     Committee  did not  authorize Senator  French to  issue                                                                    
     subpoenas to plaintiffs requiring  that they bring any,                                                                    
     quote,  "any   relevant  material  and   proper  books,                                                                    
     papers,  or   documents,"  end  of  quote,   when  they                                                                    
     appeared  before  that  committee.     Those  were  our                                                                    
     specific reasons for filing the appeal.                                                                                    
                                                                                                                                
CHAIR RAMRAS asked, "How'd that go for you."                                                                                    
                                                                                                                                
2:15:07 PM                                                                                                                    
                                                                                                                                
ATTORNEY GENERAL COLBERG acknowledged  that at the superior court                                                               
level,  the  judge  determined that  "this"  was  ultimately  not                                                               
justiciable.  However,  the DOL has since filed an  appeal out of                                                               
concern  that  it  protect  the   subpoena  recipients  from  any                                                               
sanction that might  be forthcoming.  In response  to a question,                                                               
he  indicated that  there  were five  reasons  he considered  the                                                               
subpoenas to  be invalid.   The first reason, he  reiterated, was                                                               
that  the legislature  did  not  expressly authorize  Legislative                                                               
Counsel,  Senator  French,  or   the  Senate  Judiciary  Standing                                                               
Committee to conduct an investigation  during the interim between                                                               
legislative sessions.                                                                                                           
                                                                                                                                
CHAIR  RAMRAS pointed  out, though,  that [AS  24.25.010(b), text                                                               
provided previously,]  stipulates that  a subpoena may  be issued                                                               
by  any  committee  with  concurrence  of  the  body's  presiding                                                               
officer.                                                                                                                        
                                                                                                                                
ATTORNEY  GENERAL COLBERG  offered his  interpretation that  that                                                               
statute  only applies  when the  legislature is  in session,  and                                                               
that the whole legislature must approve issuance of a subpoena.                                                                 
                                                                                                                                
CHAIR RAMRAS disagreed with that interpretation.                                                                                
                                                                                                                                
ATTORNEY GENERAL  COLBERG reiterated  the second reason  as being                                                               
that Legislative  Council did not authorize  the Senate Judiciary                                                               
Standing Committee  to play  any role  in the  investigation that                                                               
Mr. Branchflower was conducting.                                                                                                
                                                                                                                                
CHAIR  RAMRAS pointed  out that  the legislature  was in  session                                                               
when Legislative Council took its vote.                                                                                         
                                                                                                                                
REPRESENTATIVE COGHILL noted that AS 24.25.010(c) read:                                                                         
                                                                                                                                
          (c) A subpoena requiring the attendance of a                                                                          
     witness  before  an  interim committee  established  by                                                                    
     either house  of the  legislature, or  by both,  may be                                                                    
     issued by  the chairman of a  committee when authorized                                                                    
     to  do  so by  a  majority  of  the membership  of  the                                                                    
     committee and with the concurrence  of the president or                                                                    
     the speaker.                                                                                                               
                                                                                                                                
2:19:44 PM                                                                                                                    
                                                                                                                                
MARGARET  PATON-WALSH,  Assistant  Attorney  General,  Labor  and                                                               
State Affairs Section, Civil  Division (Anchorage), Department of                                                               
Law (DOL),  offered her  belief that the  language of  the motion                                                               
Legislative Council  members voted  on didn't mention  either the                                                               
House  Judiciary  Standing  Committee  or  the  Senate  Judiciary                                                               
Standing Committee.                                                                                                             
                                                                                                                                
CHAIR RAMRAS disagreed.                                                                                                         
                                                                                                                                
ATTORNEY  GENERAL COLBERG  reiterated the  third reason  as being                                                               
that if Legislative Council granted  any implied authority to the                                                               
Senate Judiciary  Standing Committee to assume  jurisdiction over                                                               
the  investigation that  Mr.  Branchflower  was conducting,  that                                                               
grant constituted an invalid delegation  of legislative power, in                                                               
violation of the Uniform Rules of the legislature.                                                                              
                                                                                                                                
MS. PATON-WALSH offered  her belief that under  the Uniform Rules                                                               
of the  Alaska State Legislature,  the jurisdiction of  the House                                                               
Judiciary Standing  Committee and  the Senate  Judiciary Standing                                                               
Committee is limited  to matters pertaining to  the Department of                                                               
Law,  the Alaska  Court System,  and bills  currently before  the                                                               
committee.  She noted, though,  that under the Uniform Rules, the                                                               
House  State  Affairs Standing  Committee  and  the Senate  State                                                               
Affairs Standing  Committee do have jurisdiction  over the Office                                                               
of  the  Governor,  the  Department of  Public  Safety,  and  the                                                               
Department of Administration.                                                                                                   
                                                                                                                                
MS. PATON-WALSH  added:  "These subpoenas  and this investigation                                                               
was constructed  in violation  of those rules,  and we  felt that                                                               
that  made   the  subpoenas  questionable,  and   that's  why  we                                                               
challenged them in court."                                                                                                      
                                                                                                                                
ATTORNEY GENERAL  COLBERG reiterated  the fourth reason  as being                                                               
that the  subjects described  in the  subpoenas were  outside the                                                               
jurisdiction of the Senate Judiciary Standing Committee.                                                                        
                                                                                                                                
ATTORNEY  GENERAL COLBERG  reiterated the  fifth reason  as being                                                               
that the  Senate Judiciary Standing  Committee did  not authorize                                                               
Senator French  to issue subpoenas  to plaintiffs  requiring that                                                               
they bring relevant material, proper  books, papers, or documents                                                               
when they appeared before the committee.                                                                                        
                                                                                                                                
2:24:51 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE HOLMES, in response to  questions, read - from the                                                               
July  28,  2008, Legislative  Council  meeting  transcript -  the                                                               
original  motion  made  during the  Legislative  Council  meeting                                                               
[original punctuation provided]:                                                                                                
                                                                                                                                
     Mr.  Chair, I  move  the  Legislative Council  delegate                                                                    
     their  authority to  the council  chairman to  solicit,                                                                    
     award  and  expend  Legislative  Council  funds  in  an                                                                    
     amount  not  to  exceed  $100,000 for  the  purpose  of                                                                    
     contracting  for  legal  services  to  investigate  the                                                                    
     circumstances  and events  surrounding the  termination                                                                    
     of  former  Public   Safety  Commissioner  Monegan  and                                                                    
     potential abuses  of power  and/or improper  actions by                                                                    
     members of  the executive branch and  prepare a report.                                                                    
     Senator  Hollis  French  will   serve  as  the  project                                                                    
     director for  the contract.   It is  the intent  of the                                                                    
     Legislative   Council   that   the   investigation   be                                                                    
     professional,  unbiased,   independent,  objective  and                                                                    
     conducted at  arms length  from the  political process.                                                                    
     The  report  shall  be  submitted  to  the  Legislative                                                                    
     Council,  Senate  Judiciary  committee, and  the  House                                                                    
     Judiciary committee in a timely manner.                                                                                    
                                                                                                                                
CHAIR RAMRAS  indicated that [in the  aforementioned transcript],                                                               
Tam  Cook, Director,  Legislative  Legal  and Research  Services,                                                               
[was quoted as saying] in part [original punctuation provided]:                                                                 
                                                                                                                                
     The  first  part goes  to  the  issue of  whether  Leg.                                                                    
     Council has the power to,  I believe the motion will be                                                                    
     to prepare  a report.   Leg. Council  has the  power to                                                                    
     conduct  investigations, including  to issue  subpoenas                                                                    
     itself, and  to compel the testimony  of witnesses, and                                                                    
     administer an oath, ....                                                                                                   
                                                                                                                                
REPRESENTATIVE  COGHILL  indicated  that [in  the  aforementioned                                                               
transcript], Senator Elton  and Tam Cook [were  quoted as saying]                                                               
in part [original punctuation provided]:                                                                                        
                                                                                                                                
     Senator Elton:   If in fact we strike  the language, we                                                                    
     put a period after council  and we say the final report                                                                    
     shall  be submitted  to the  Legislative Council,  does                                                                    
     that in  any way inhibit  the ability of  the Judiciary                                                                    
     Chairs from issuing subpoenas  to compel testimony from                                                                    
     those  who  may  prefer  to   give  testimony  under  a                                                                    
     subpoena?                                                                                                                  
                                                                                                                                
     Tam Cook:   No.   If I may,  through the chair,  if you                                                                    
     are  talking about  subpoenas that  might be  issued in                                                                    
     the  course   of  preparing  the  report,   versus  any                                                                    
     following up  on any  recommendation that  results from                                                                    
     the report,  I don't  see anything  in the  motion that                                                                    
     prevents   the   investigator   from   requesting   the                                                                    
     assistance   of  a   standing   committee  in   issuing                                                                    
     subpoenas if the investigator chooses  to do so, and if                                                                    
     the project director is in agreement.                                                                                      
                                                                                                                                
REPRESENTATIVE COGHILL  said it was  understood at the  time that                                                               
the judiciary  committees could be  getting involved,  given that                                                               
the  project  director was  the  chair  of the  Senate  Judiciary                                                               
Standing Committee and that at issue were legal questions.                                                                      
                                                                                                                                
2:28:34 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE GATTO  questioned the  choice of  Mr. Branchflower                                                               
as the investigator.                                                                                                            
                                                                                                                                
ATTORNEY  GENERAL COLBERG  said  the DOL  wasn't challenging  the                                                               
selection of Mr. Branchflower.                                                                                                  
                                                                                                                                
REPRESENTATIVE  COGHILL indicated  that his  only interest  is in                                                               
improving the  statutes pertaining to  legislative investigations                                                               
and subpoenas so as to address actions taken during the interim.                                                                
                                                                                                                                
REPRESENTATIVE  HOLMES  relayed  that  as required  by  law,  the                                                               
Senate  President was  notified of  the failure  of the  subpoena                                                               
recipients to  comply.   She offered  her understanding  that the                                                               
Alaska  Supreme  Court has  affirmed  the  ruling by  the  Alaska                                                               
Superior Court that the legislative subpoenas were valid.                                                                       
                                                                                                                                
ATTORNEY GENERAL COLBERG clarified  that the Alaska Supreme Court                                                               
has held  [that question]  in abeyance until  June, and  has only                                                               
dismissed the suit brought by  the legislators who challenged the                                                               
whole  process.    After  the  Alaska  Superior  Court  made  its                                                               
decision,  all seven  subpoena  recipients  complied; again,  the                                                               
lawsuit now  maintained by  the DOL  against the  legislature was                                                               
filed out of  concern that the DOL protect those  people from any                                                               
sanctions the legislature might choose to impose, he added.                                                                     
                                                                                                                                
REPRESENTATIVE  HOLMES  asked  what  would ensure  that  the  DOL                                                               
complies with any future subpoenas.                                                                                             
                                                                                                                                
ATTORNEY    GENERAL   COLBERG,    after   remarking    that   the                                                               
aforementioned  five reasons  the  DOL  challenged the  subpoenas                                                               
outline what should be changed,  suggested spelling out the rules                                                               
and  requirements for  legislative investigations  and subpoenas.                                                               
He  offered that  the Personnel  Board already  has its  rules in                                                               
place,   and  said   that  the   legislative  process   regarding                                                               
investigations could be made clearer.                                                                                           
                                                                                                                                
2:37:20 PM                                                                                                                    
                                                                                                                                
CHAIR RAMRAS asked how much time  and money has been spent by the                                                               
DOL fighting the subpoenas.                                                                                                     
                                                                                                                                
ATTORNEY  GENERAL  COLBERG  agreed  to research  that  issue  and                                                               
provide the resulting information to the committee.                                                                             
                                                                                                                                
REPRESENTATIVE  GRUENBERG said  he would  write Attorney  General                                                               
Colberg a letter asking him  for written suggestions for possible                                                               
rules  and procedures  regarding  legislative investigations  and                                                               
subpoenas, and  for a list  of possible challenges the  DOL might                                                               
still   raise   should    those   suggestions   be   implemented.                                                               
Representative  Gruenberg  acknowledged   that  Attorney  General                                                               
Colberg might wish to delay  his written response until after the                                                               
Alaska Supreme Court addresses the  DOL's current lawsuit against                                                               
the legislature.                                                                                                                
                                                                                                                                
REPRESENTATIVE COGHILL  observed that issues  regarding delegated                                                               
authority,  two committees  working  in  concert, enforcement  of                                                               
subpoenas, committee jurisdiction,  and possible criminal conduct                                                               
still  need  to  be  addressed, perhaps  via  rule  or  statutory                                                               
changes.                                                                                                                        
                                                                                                                                
REPRESENTATIVE  GRUENBERG  asked   Attorney  General  Colberg  to                                                               
consider the  Alaska State Constitution,  the Uniform  Rules, and                                                               
Mason's Manual  of Legislative Procedure  when responding  to his                                                               
request  for suggested  changes.   What is  needed is  to have  a                                                               
procedure by  which the  legislature can  conduct investigations,                                                               
compel   the   production   of    evidence,   and   enforce   the                                                               
aforementioned  regardless  of  whether  the  legislature  is  in                                                               
session or has adjourned sine die.                                                                                              
                                                                                                                                
ATTORNEY  GENERAL COLBERG,  in response  to questions,  explained                                                               
that there  were only  two parties  needing representation  - the                                                               
seven  people who  received  subpoenas, and  the  governor -  and                                                               
suggested that perhaps there should  be a mechanism in place such                                                               
that should a similar situation  occur, the governor would obtain                                                               
independent  counsel  right  away.   He  indicated  that  in  the                                                               
situation that  occurred last  year, the  DOL never  attempted to                                                               
represent the people of the state.                                                                                              
                                                                                                                                
REPRESENTATIVE  HOLMES  opined  that  the  primary  goal  of  the                                                               
Department  of Law  is to  represent  the best  interests of  the                                                               
state of Alaska,  and that in the  aforementioned situation, that                                                               
did not  occur.  In response  to a question, she  agreed that the                                                               
seven individuals were entitled to legal representation.                                                                        
                                                                                                                                
2:50:03 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE DAHLSTROM, referring to  the DOL's current lawsuit                                                               
against the legislature, asked what a  ruling in favor of the DOL                                                               
would mean.                                                                                                                     
                                                                                                                                
ATTORNEY  GENERAL COLBERG  surmised that  such a  ruling wouldn't                                                               
undermine the legislature's ability  to conduct an investigation,                                                               
but would clarify how such  an investigation should be conducted.                                                               
Meanwhile, the  legislature could  establish clear rules  for any                                                               
future  such  investigation.    In response  to  a  question,  he                                                               
suggested that  the legislature could  bring the  pending lawsuit                                                               
to an end.                                                                                                                      
                                                                                                                                
CHAIR  RAMRAS asked  Attorney General  Colberg  whether he  would                                                               
treat a similar situation in the future in the same fashion.                                                                    
                                                                                                                                
ATTORNEY GENERAL COLBERG indicated that he would.                                                                               
                                                                                                                                
CHAIR RAMRAS  asked Attorney  General Colberg  if he  would still                                                               
have advised his clients to ignore the subpoenas.                                                                               
                                                                                                                                
ATTORNEY  GENERAL  COLBERG yet  again  reiterated  that he  never                                                               
advised  the  subpoenaed  recipients  to  ignore  the  subpoenas,                                                               
adding  that were  something similar  to happen  again, he  would                                                               
still advise  his clients of  their options and leave  the choice                                                               
up to them, as was the case in this instance.                                                                                   
                                                                                                                                
REPRESENTATIVE GATTO  recalled that Legislative  Council's motion                                                               
didn't specify a conclusion date for the investigation.                                                                         
                                                                                                                                
CHAIR  RAMRAS relayed  that the  conclusion date  originated with                                                               
him out  of concern that  the investigation not continue  so long                                                               
that it impact the national election.                                                                                           
                                                                                                                                
2:55:22 PM                                                                                                                    
                                                                                                                                
REPRESENTATIVE GRUENBERG  asked Attorney General Colberg  to also                                                               
consider  the Alaska  Rules of  Professional Conduct  specific to                                                               
conflicts of  interest pertaining  to government service,  and to                                                               
consider whether such  rules should be set out  either in statute                                                               
or  in regulation.   Representative  Gruenberg  opined that  such                                                               
rules  are  important  for  potential  clients,  members  of  the                                                               
executive  branch,  legislators,  the  general  public,  and  the                                                               
press,  and  so  shouldn't  be   "hidden"  away.    Dealing  with                                                               
conflicts  of  interest  within   the  DOL  isn't  an  infrequent                                                               
occurrence,  he noted,  and asked  whether conflicts  of interest                                                               
are addressed via regulation.                                                                                                   
                                                                                                                                
ATTORNEY  GENERAL   COLBERG  indicated   that  some   such  rules                                                               
regarding regulatory  and public affairs  are located in  what he                                                               
called the "civil manual policy."                                                                                               
                                                                                                                                
REPRESENTATIVE GRUENBERG asked that  that information be provided                                                               
to him as soon as possible.                                                                                                     
                                                                                                                                
CHAIR  RAMRAS  predicted that  the  committee  would revisit  the                                                               
issue  of legislative  subpoenas again,  and that  legislation to                                                               
remedy some  of the  perceived gaps  is likely  to come  from the                                                               
House  Judiciary Standing  Committee  - remedy  that will  ensure                                                               
that the executive branch comply with legislative subpoenas.                                                                    
                                                                                                                                
3:01:07 PM                                                                                                                    
                                                                                                                                
ADJOURNMENT                                                                                                                   
                                                                                                                                
There being no  further business before the  committee, the House                                                               
Judiciary Standing Committee meeting was adjourned at 3:01 p.m.                                                                 

Document Name Date/Time Subjects
Attorney General Colberg docs.pdf HJUD 1/28/2009 1:00:00 PM
Colberg 2.pdf HJUD 1/28/2009 1:00:00 PM
Colberg3.pdf HJUD 1/28/2009 1:00:00 PM
Colberg 4.pdf HJUD 1/28/2009 1:00:00 PM